Investment Advisors, like all other providers of personal financial services, are now required by law to annually inform their clients of their policies regarding privacy of client information. Goodrich & Associates, LLC. has been and continues to be bound by professional standards of confidentiality that are even more stringent then those required by law. We recognize that our clients expect us to protect the information provided to us and use that information responsibly. We are strongly committed to fulfilling the trust that is the foundation of your expectations. Therefore, we have always protected your right to privacy.
Collection of Nonpublic Personal Information:
We collect nonpublic information (financial information) about you in the asset disclosure phase of our relationship, and in our reviews.
Disclosure of Current and Former Clients’ Nonpublic Personal Information:
We will not disclose our current and former clients’ nonpublic information to affiliated or nonaffiliated third parties except as consented to by you.
Security to Protect the Confidentiality of Nonpublic Personal Information:
We have security practices and procedures in place to prevent unauthorized access to your personal information. Our practices of safeguarding your information help protect against the criminal use of such information. Our employees are bound by a code of conduct requiring that all information be kept in strict confidence, and they are subject to disciplinary action for violation of the code.
We restrict access to personal information about you to those employees who need to know specific information to assist us in providing services to you. We maintain physical, electronic, and procedural safeguards to guard your personal information.